A former investment advisor at BMO Nesbitt Burns has been awarded 24 months’ notice but the Ontario Superior Court of Justice declined to award damages for the loss of opportunity …
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FeaturedWrongful Dismissal
New Brunswick appeal court closes the book on financial advisor’s claims against Equity Associates
The Court of Appeal of New Brunswick has upheld a lower court’s decision dismissing a financial advisor’s case against his former employer, Equity Associates Inc., a dealer of mutual funds. …
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FeaturedWrongful Dismissal
Fired RBC financial advisor’s ‘fishing expedition’ for copies of employer communications denied
The Alberta Human Rights Tribunal has refused an application for a production order from a former RBC investment advisor who alleged his termination was related to a disability. The advisor, …
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RBC was justified in disclosing personal information about a former financial advisor, without her knowledge or consent, to further an investigation by her new employer, the Federal Court has ruled. …